Taylor James Ploss

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 10/2016
  Fortune Financial
  Minnetonka, MN
• 09/2016 → 11/2021
  O'GAra's Bar And Grill
  St. Paul, MN
• 04/2016 → 10/2016
  Securian Financial Services, Inc.
  St. Paul, MN
• 10/2016 → 02/2017
  Securian Financial Services, Inc.
  St. Paul, MN
• 10/2016 → 02/2017
  Minnesota Life Insurance Company
  St. Paul, MN
• 10/2016 → 02/2017
  Fortune Financial
  Minnetonka, MN
• 10/2016 → 02/2017
  Cri Securities, Llc
  St. Paul, MN
• 02/2017 → 02/2018
  Fortune Financial
  Minnetonka, MN
• 02/2017 → 02/2018
  Securian Financial Services, Inc.
  St. Paul, MN
• 02/2017 → 02/2018
  Cri Securities, Llc
  St. Paul, MN
• 02/2018 → 08/2023
  Minnesota Life
  St. Paul, MN
• 02/2018 → 10/2021
  Cri Securities Llc
  St. Paul, MN
• 02/2018 → 08/2023
  Securian Financial Services Inc.
  St. Paul, MN
• 02/2018 → Present
  Fortune Financial
  Minnetoka, MN
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Minnetonka, MN
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-09-22 → 2023-08-10
  Securian Financial Services, Inc.
  Minnetonka, MN
  St. Paul, MN
• 2017-09-22 → 2021-10-27
  Cri Securities, Llc
  Minnetonka, MN

Other Businesses

1. FORTUNE FINANCIAL LLC POSITION: Agent/Broker NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2001 ADDRESS: , Minnetonka MN , United States DESCRIPTION: Agent/Broker 2. BETA DELTA HOUSING BOARD POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2019 ADDRESS: 1301 W. Campus Road, Lawrence KS 66044, United States DESCRIPTION: Treasurer for the Beta Delta Chapter for the Sigma Pi Fraternity located at the University of Kansas. 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 07/2016, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 5, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams

• S66 Uniform Combined State Law Examination
  2017-01-12

Designations

• Certified Financial Planner