Cari Elizabeth Bakken

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 07/2021
  Waddell & Reed, Inc.
  Edina, MN
• 06/2011 → 07/2021
  Robert Haddorff
  Bloomington, MN
• 06/2011 → 07/2021
  Various Insurance Carriers For W & R Insurance Agencies
  Minneapolis, MN
• 01/2018 → 07/2021
  The Haddorff Team
  Eagan, MN
• 10/2019 → 07/2021
  Ryan Haddorff
  Bloomington, MN
• 07/2021 → Present
  Lpl Financial Llc
  Edina, MN

Previous Registrations

• 2013-07-11 → 2021-07-21
  Waddell & Reed
  Savage, MN
  Edina, MN

Other Businesses

1- 01/2018 / The Haddorff Team / DBA for LPL Business (entity for LPL business) / 40 HR MNTH / Investment Related / Edina, MN 55435

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-12-04
• S63 Uniform Securities Agent State Law Examination
  2004-12-20