Julie Roosth

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-09-08

TX RA
APPROVED

Since 2020-09-08

Branch Locations

815 Walker Street. Ste 1350, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Amegy Bank Of Texas	Houston	TX	06/2014	03/2018
Lpl Financial	Houston	TX	04/2018	Present

06/2014 → 03/2018

Amegy Bank Of Texas

Houston, TX
04/2018 → Present

Lpl Financial

Houston, TX

Other Businesses

1) 04/17/2018 - Amegy Wealth Advisors - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2) 04/17/2018 - Amegy Bank - Financial Institution Duty - inv rel - at reported business location(s) - start: 06/2014 - 160 hr/mth

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-09-04

S66 Uniform Combined State Law Examination

2020-09-04

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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