Dusty Chris Roche

Current Employers

Employment History

• 01/1994 → Present
  Roche Ranches
  Garland, UT
• 05/2007 → 01/2025
  Lincoln Financial Advisors
  Tremonton, UT
• 01/2025 → Present
  Osaic Wealth, Inc.
  Tremonton, UT

Previous Registrations

• 2007-05-18 → 2025-01-24
  Osaic Fa, Inc.
  Ogden, UT
  Tremonton, UT
  Salt Lake City, UT
  Salt Lake City, UT
  Fort Wayne, IN
• 2007-04-04 → 2007-06-29
  Ubs Financial Services Inc.
  South Ogden, UT
• 2006-10-10 → 2007-04-04
  Osaic Fa, Inc.
  Salt Lake City, UT

Other Businesses

1) ROCHE RANCHES 17100 N. 6000 W. GARLAND, UT. 84312 CATEGORY:FARMING INVESTMENT-RELATED:N TITLE: OWNER DUTIES: HELP OPERATE FAMILY FARM AND RANCH START DATE:1/94 HOURS PER MONTH:10 HOURS PER MONTH DURING TRADING HOURS:40 2) 5732 S. 1475 E. SUITE 200 OGDEN, UT. 84403 AND 3165 E. MILLROCK DR. SUITE 300 SLC, UT. 84121 CATEGORY: INSURANCE INVESTMENT-RELATED:Y TITLE: AGENT DUTIES: SALE OF FIXED INSURANCE POLICIES START DATE: HOURS PER MONTH: HOURS PER MONTH DURING TRADING HOURS: 3) ROCHE RANCHES TRANSPORT LLC 504 N. 1600 E. TREMONTON, UT.84337 CATEGORY: LEGAL ENTITY INVESTMENT-RELATED: NO TITLE: MANAGER DUTIES: OWNER IN ROCHE RANCHES TRANSPORT LLC ASSOCIATED WITH FAMILY FARMING BUSINESS. START DATE: 5/10/2010 HOURS PER MONTH: 15 HOURS PER MONTH DURING TRADING HOURS: 5 4) DUSTY ROCHE 718 E. MAIN ST. STE.1 TREMONTON, UT. 84337 CATEGORY: REAL ESTATE MANAGEMENT, RENTALS OR DEVELOPMENT INVESTMENT-RELATED: YES TITLE: OWNER DUTIES: RENTAL OF COMMERICAL REAL ESTATE OFFICE BUILDING START DATE: 12/1/12 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 3 5) DUSTY ROCHE 718 E. MAIN ST. TREMONTON, UT. 84337 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERING ACCIDENT & HEALTH INSURANCE, DISABILITY INSURANCE, FIXED ANNUITIES, INDEXED ANNUITIES AND TRADITIONAL LIFE INSURANCE START DATE: 2/1/13 HOURS PER MONTH: 15 HOURS PER MONTH DURING TRADING HOURS: 15 6) DALE NICHOLAS INSURANCE 718 EAST MAIN STREET TREMONTON, UT 84337 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: OFFERS ACCIDENT & HEALTH, DISABILITY AND COMMISSION-BASED GROUP BENEFITS. START DATE: 07/2019 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 5 7) DALE NICHOLAS INS- FIXED INS OBA POSITION: Agent NATURE: This OBA is for "fixed insurance" namely health insurance that I help sell and manage for clients. Osaic does not have a health, life, and disability insurance arm, and I work with persons who need this service. I split my business with Dale Nicholas my partner. This business is not securities related, and Dale Nicholas is not a registered rep, but is licensed like myself in health, life, and disability. Dale is also medicare licensed. There are no assets or ownership value in this business besides "good will." All Fixed index and variable products will only be sold through Osaic approved channels, but I do need OBA for fixed life, health, disability that I am licensed for that will not go through the Osaic grid. -DR INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2019 ADDRESS: 718 East Main Street, Tremonton UT 84337, United States DESCRIPTION: My job is to present to clients different strategies and plans to get group or personal health insurance. I also take calls with concerns or get things together for renewals.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-10-07
• S63 Uniform Securities Agent State Law Examination
  2005-06-27

Other Names

• Hootie Roche