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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-07-27
  • TX RA
    APPROVED
    Since 2016-07-27

Branch Locations

5400 Bosque Boulevard Suite 690, Waco, TX 76710 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Waco TX 07/2016 Present
Raymond James Financial Services Advisors Inc. Waco TX 07/2016 Present
Sylvan Learning Center Of Waco Waco TX 04/2016 08/2018
Other Businesses

(1) Name of Business: Dietz Financial Services L.L.C. Address: 5400 Bosque Blvd Ste 300, Waco, TX, 76710, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 02/29/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-21
  • S66 Uniform Combined State Law Examination
    2016-07-21

View on SEC IAPD

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