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Scott Maxwell Waxenbaum

Invesco Advisers, Inc.

New York, NY

CRD 6630772

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Employer firm

Invesco Advisers, Inc. CRD 105360

$750B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • IA TO CANADIAN REGISTERED MUTUAL FUNDS; PORTFOLIO MANAGEMENT FOR PRIVATE FUNDS

From the firm’s Form ADV. Read the guides:

Current Employers
Invesco Advisers, Inc.

1331 Spring Street Nw Suite 2500, Atlanta, GA 30309 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-19
  • TX RA
    APPROVED
    Since 2024-04-19

Branch Locations

225 Liberty Street 11Th Floor, New York, NY 10281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oaktree Capital Management, Lp New York City NY 09/2018 02/2024
Morgan Stanley New York City NY 04/2016 08/2018
Invesco New York NY 03/2024 Present
  • 09/2018 → 02/2024
    Oaktree Capital Management, Lp
    New York City, NY
  • 04/2016 → 08/2018
    Morgan Stanley
    New York City, NY
  • 03/2024 → Present
    Invesco
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-01-09
  • S63 Uniform Securities Agent State Law Examination
    2023-01-09
Designations
  • Chartered Financial Analyst
Other Names
  • Scott Waxenbaum

View on SEC IAPD

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