Kimberly Dawn Moore

Current Employers

Employment History

• 03/2016 → Present
  Independent Advisor Alliance (Dba: Norton Financial, Inc.)
  Carrollton, GA
• 03/2016 → Present
  Lpl Financial, Llc
  Carrollton, GA

Other Businesses

1. 9/14/2020 - Norton Financial, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 9/23/2020 - Independent Advisor Alliance - DBA: (Hybrid) Norton Financial, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Administrative Associate - Started March 2016 - 160 Hours Per Month/8 Hours During Securities Trading - I provide administrative support to Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 09/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 9/23/2020 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Administrative Associate - Started March 2016 - 160 Hours Per Month During Securities Trading - I provide administrative support to Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 09/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 7/12/2021 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Start Date: 5/24/2021 - 0 Hours Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2020-12-09

Other Names

• Kimberly Dawn Rosner