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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-26
CA RA APPROVED 2016-06-22
  • TX RA
    APPROVED_RES
    Since 2019-07-26
  • CA RA
    APPROVED
    Since 2016-06-22

Branch Locations

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena CA 03/2016 Present
Bank Of America, N.A. Pasadena CA 08/2016 Present
Other Businesses

I*5414268, Entity Type: Entity For Profit, Name of OBA: Coast Cardz, Address: Pasadena, California, 91104, Investment Related: N, Position, Title, Association: ["Other"], Employee Start Date: 08/14/2026, No Hours: 6 Weekly, No Hours during Trading: 0 Weekly, Duties: Transport to cards shows and advise. Oversee children's sport card buy, sell, trade activities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-21
  • S66 Uniform Combined State Law Examination
    2016-06-21
Other Names
  • Lara Crystal King
  • Lara C Chanpong

View on SEC IAPD

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