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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-07 |
| IL | RA | APPROVED | 2019-06-21 |
Branch Locations
901 W. Glen Avenue Suite B, Peoria, IL 61614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2016 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2016 | Present |
JLM CAPITAL LLC, BOARD MEMBER, SINGLE FAMILY REAL ESTATE PORTFIOLO WITH GOAL OF SHORT TERM RENTAL, 4/3/23, 3 HOURS PER MONTH, 0 COMPENSATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-05 |
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