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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-10-25
NJ RA APPROVED 2020-08-03
TX RA APPROVED 2016-11-15
CT RA APPROVED 2016-09-20
  • NY RA
    APPROVED
    Since 2022-10-25
  • NJ RA
    APPROVED
    Since 2020-08-03
  • TX RA
    APPROVED
    Since 2016-11-15
  • CT RA
    APPROVED
    Since 2016-09-20

Branch Locations

1114 Ave Of The Americas, New York, NY 10036 • United States

Rahway, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. New York NY 09/2014 Present
Merrill Lynch, Pierce, Fenner & Smith Incorprated New York NY 03/2016 Present
  • 09/2014 → Present
    Bank Of America, N.A.
    New York, NY
  • 03/2016 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorprated
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-19
  • S66 Uniform Combined State Law Examination
    2016-09-19
Other Names
  • Lance G Mcgibbon

View on SEC IAPD

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