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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-01-27 |
| TX | RA | APPROVED | 2026-01-27 |
Branch Locations
4201 Corporate Dr Ste 170, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2016 | 06/2020 |
| Corridor Hockey Association | Cedar Rapids | IA | 10/2016 | 03/2018 |
| Equitable Advisors, Llc | New York | NY | 06/2016 | 01/2026 |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2026 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2026 | Present |
| Haga Kommer | West Des Moines | IA | 01/2026 | Present |
1. NAME OF OTHER BUSINESS: Haga Kommer INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: financial services START DATE: 01/2026 POSITION/TITLE/RELATIONSHIP: financial professional APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: provide financial services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-06 |
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