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Holly Anne Fleiss

J.P. Morgan Investment Management Inc.

New York, NY

CRD 4884615

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Employer firm

J.p. Morgan Investment Management Inc. CRD 107038

$3.52T regulatory AUM 59 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Investment Management Inc.

270 Park Avenue, New York, NY 10017-2014 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-22
  • TX RA
    APPROVED_RES
    Since 2021-01-22

Branch Locations

277 Park Ave, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank New York NY 05/2012 Present
Jp Morgan Asset Management New York NY 01/2021 Present
  • 05/2012 → Present
    Jp Morgan Chase Bank
    New York, NY
  • 01/2021 → Present
    Jp Morgan Asset Management
    New York, NY
Previous Registrations
  • 2007-01-24 → 2007-03-06
    Thinkequity Llc
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-02
  • S66 Uniform Combined State Law Examination
    2005-03-02
Other Names
  • Holly Anne Pippitt

View on SEC IAPD

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