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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2007-02-20 |
Branch Locations
122 E 42Nd St Ste 2215, New York, NY 10168 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | New York | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | New York | NY | 03/2020 | Present |
Real Estate Ownership; Single Family; 2155 Washington Ct Apt 505N Miami Beach, FL 33139, ,; Investment-Related; 02/05/2018 / Single Family; 450 W 17th Street, Apt 1211, New York, NY, 10011; Investment-Related; 01/01/2025. Business Ownership; StaffComp LLC; paying staff and office rent and other expenses.; Pay Staff, Rent and Expenses.; 434 West 33rd Street Suite 810, , New York, NY, 10001; Investment-Related; 05/15/2020; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-10-21 |
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