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Michael Lawrence Sangirardi

Ameriprise Financial Services, LLC

New York, NY

New York, NY

CRD 3126853

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
TX RA APPROVED_RES 2007-02-20
  • NY RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED_RES
    Since 2007-02-20

Branch Locations

122 E 42Nd St Ste 2215, New York, NY 10168 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. New York NY 09/2005 03/2020
Ameriprise Financial Services, Llc New York NY 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 2155 Washington Ct Apt 505N Miami Beach, FL 33139, ,; Investment-Related; 02/05/2018 / Single Family; 450 W 17th Street, Apt 1211, New York, NY, 10011; Investment-Related; 01/01/2025. Business Ownership; StaffComp LLC; paying staff and office rent and other expenses.; Pay Staff, Rent and Expenses.; 434 West 33rd Street Suite 810, , New York, NY, 10001; Investment-Related; 05/15/2020; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-10-21
  • S63 Uniform Securities Agent State Law Examination
    1998-10-21
Designations
  • Certified Financial Planner
Other Names
  • Michael Sangirardi

View on SEC IAPD

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