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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-21 |
| TX | RA | APPROVED | 2026-01-16 |
Branch Locations
1675 N Military Trail Ste 500 [F1/F5-Rbo], Boca Raton, FL 33486 • United States
1460 Coral Ridge Dr, Coral Springs, FL 33071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services,Llc | Deerfield Beach | FL | 03/2016 | 10/2017 |
| Wells Fargo Bank, Na | Deerfield Beach | FL | 11/2013 | 10/2017 |
| Jp Morgan Securities Llc | Deerfield Beach | FL | 10/2017 | 01/2026 |
| Jp Morgan Chase Bank | Deerfield Beach | FL | 10/2017 | 01/2026 |
| Wells Fargo Clearing Services, Llc | Boca Raton | FL | 01/2026 | Present |
Entity Name: R&G Vega Tech LLC Investment related: No "Address: 3101 Oakland Shores Dr Apt H106 Oakland Park FL 33309" Nature of the other business: Inventory/Sales Position/Title/Relationship: Owner/Partner Start Date: 09/11/2019 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Purchase and sale of inventory. manage business operations" Entity Name: R&G Vega Holdings LLC Investment related: No "Address: 5168 Chardonnay Dr Coral Springs FL 33067" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/30/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: long-term residential rentals. not limited to commercial or multi family. will rehab properties if needed
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-10 |
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