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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-07-05 |
| TX | RA | APPROVED | 2023-07-03 |
Branch Locations
350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Jupiter | FL | 03/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Jupiter | FL | 11/2016 | 11/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Lauderdale | FL | 12/2018 | 02/2019 |
| Bank Of America, N.A | Fort Lauderdale | FL | 12/2018 | 02/2019 |
| Wells Fargo Bank, Na | Wellington | FL | 05/2019 | 04/2022 |
| Wells Fargo Clearing Services, Llc | Wellington | FL | 06/2019 | 04/2022 |
| Ameriprise Financial Services, Llc | Boca Raton | FL | 05/2022 | 06/2023 |
| Morgan Stanley | Fort Lauderdale | FL | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-10 |
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