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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-06-03
  • TX RA
    APPROVED
    Since 2016-06-03

Branch Locations

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

1720 Highway 6, Sugar Land, TX 77478 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Houston TX 03/2016 11/2016
Wells Fargo Bank, Na Houston TX 06/2014 Present
Wells Fargo Clearing Services, Llc Houston TX 11/2016 Present
  • 03/2016 → 11/2016
    Wells Fargo Advisors Llc
    Houston, TX
  • 06/2014 → Present
    Wells Fargo Bank, Na
    Houston, TX
  • 11/2016 → Present
    Houston, TX
Other Businesses

CHAMPIONS SCHOOL OF REAL ESTATE, NOT INV RELATED, HOUSTON, TX, EVENING COURSE COORDINATOR, START 7/17/2017, 70 HOURS PER MONTH, ZERO DURING TRADING, PROCTOR EXAMS MANAGE INSTRUCTORS AND STUDIOS PROVIDE TECHNICAL SUPPORT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-03
S63 Uniform Securities Agent State Law Examination 2016-05-10
  • S65 Uniform Investment Adviser Law Examination
    2016-06-03
  • S63 Uniform Securities Agent State Law Examination
    2016-05-10
Other Names
  • Michael Parker

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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