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Michael John Powers

Charles Schwab & Co., Inc.

Irmo, SC

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-23
SC RA APPROVED 2020-10-21
  • TX RA
    APPROVED_RES
    Since 2020-10-23
  • SC RA
    APPROVED
    Since 2020-10-21

Branch Locations

952 Lake Murray Blvd Unit D, Irmo, SC 29063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc. Columbia SC 06/2016 03/2017
First Command Advisory Services, Inc. Columbia SC 06/2016 03/2017
Massmutual Columbia SC 03/2017 10/2018
First Command Financial Services, Inc. Columbia SC 06/2016 03/2017
Mml Investor Services Columbia SC 03/2017 10/2018
Td Ameritrade Augusta GA 01/2019 04/2020
Unemployed Lexington SC 10/2018 01/2019
Charles Schwab & Co., Inc. Irmo SC 10/2020 Present
Unemployed Lexington SC 04/2020 10/2020
  • 06/2016 → 03/2017
    First Command Financial Planning, Inc.
    Columbia, SC
  • 06/2016 → 03/2017
    First Command Advisory Services, Inc.
    Columbia, SC
  • 03/2017 → 10/2018
    Massmutual
    Columbia, SC
  • 06/2016 → 03/2017
    First Command Financial Services, Inc.
    Columbia, SC
  • 03/2017 → 10/2018
    Mml Investor Services
    Columbia, SC
  • 01/2019 → 04/2020
    Td Ameritrade
    Augusta, GA
  • 10/2018 → 01/2019
    Unemployed
    Lexington, SC
  • 10/2020 → Present
    Charles Schwab & Co., Inc.
    Irmo, SC
  • 04/2020 → 10/2020
    Unemployed
    Lexington, SC
Previous Registrations
  • 2019-02-01 → 2020-04-28
    Td Ameritrade, Inc.
    Augusta, GA
    Columbia, SC
  • 2019-02-01 → 2020-04-28
    Td Ameritrade Investment Management, Llc
    Augusta, GA
    Columbia, SC
  • 2017-10-24 → 2018-09-19
    Mml Investors Services, Llc
    Columbia, SC
  • 2016-07-19 → 2017-03-24
    First Command Advisory Services
    Columbia, SC
    Fort Worth, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-19
  • S66 Uniform Combined State Law Examination
    2016-07-19
Other Names
  • Mike Powers

View on SEC IAPD

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ROGER FRANCIS COLCHIN
ERIC DILLON RIVERS
LORENA MICHELLE EDWARDS
JAMIE L PORTER
JOEL CLAYTON TALIAFERRO
DUNCAN EDWARD WHITE
BEATRICE E POLAK
BOB AZARIEH

Other Offices

CETERA INVESTMENT ADVISERS LLC · IRMO, SC
LPL FINANCIAL LLC · IRMO, SC
J. W. COLE ADVISORS, INC. · Irmo, SC
LPL FINANCIAL LLC · IRMO, SC
TREK FINANCIAL · Irmo, SC
LPL ENTERPRISE, LLC · IRMO, SC
EDWARD JONES · IRMO, SC
STATE FARM INVESTMENT MANAGEMENT CORP. · Irmo, SC

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