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Roman Markus Alpert

Rbc Rochdale, LLC

New York, NY

CRD 6626781

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Employer firm

Rbc Rochdale, LLC CRD 117198

$73.0B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-13
NY RA APPROVED 2021-04-05
CA RA APPROVED 2016-03-28
  • FL RA
    APPROVED
    Since 2025-08-13
  • NY RA
    APPROVED
    Since 2021-04-05
  • CA RA
    APPROVED
    Since 2016-03-28

Branch Locations

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Rochdale New York NY 03/2016 Present
  • 03/2016 → Present
    City National Rochdale
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-05-26
  • S63 Uniform Securities Agent State Law Examination
    2016-05-26
Designations
  • Chartered Financial Analyst
Other Names
  • Roman Alpert

View on SEC IAPD

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