Best Investors Account Sign in

Matthew Hoffman

Ubs Financial Services Inc.

New York, NY

CRD 6626199

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-09-11
NJ RA APPROVED 2024-08-07
TX RA APPROVED 2024-06-10
NY RA APPROVED 2024-05-28
  • CO RA
    APPROVED
    Since 2024-09-11
  • NJ RA
    APPROVED
    Since 2024-08-07
  • TX RA
    APPROVED
    Since 2024-06-10
  • NY RA
    APPROVED
    Since 2024-05-28

Branch Locations

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Birmingham MI 03/2016 03/2024
J.P. Morgan Chase Bank, Na Birmingham MI 01/2017 03/2024
Ubs Financial Services Inc. New York NY 04/2024 Present
  • 03/2016 → 03/2024
    Jp Morgan Securities Llc
    Birmingham, MI
  • 01/2017 → 03/2024
    J.P. Morgan Chase Bank, Na
    Birmingham, MI
  • 04/2024 → Present
    Ubs Financial Services Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-25
S63 Uniform Securities Agent State Law Examination 2016-06-08
  • S65 Uniform Investment Adviser Law Examination
    2024-05-25
  • S63 Uniform Securities Agent State Law Examination
    2016-06-08
Other Names
  • Matthew Evan Hoffman

View on SEC IAPD

Nearby Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC

Nearby Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone

Nearby Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor