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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-04-03
  • TX RA
    APPROVED
    Since 2009-04-03

Branch Locations

2001 Broadway, Lubbock, TX 79401 • United States

Lubbock, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Lubbock TX 03/2009 Present
Raymond James Financial Services Advisors Inc. Lubbock TX 04/2009 Present
Lubbock County Bar Association Lubbock TX 02/2010 Present
Sgb & Lmc, Inc. Dba Blake-Cooper Financial Strategies Lubbock TX 11/2015 07/2026
Blake-Cooper Financial Strategies Lubbock TX 04/2009 Present
  • 03/2009 → Present
    Raymond James Financial Services, Inc.
    Lubbock, TX
  • 04/2009 → Present
    Lubbock, TX
  • 02/2010 → Present
    Lubbock County Bar Association
    Lubbock, TX
  • 11/2015 → 07/2026
    Sgb & Lmc, Inc. Dba Blake-Cooper Financial Strategies
    Lubbock, TX
  • 04/2009 → Present
    Blake-Cooper Financial Strategies
    Lubbock, TX
Previous Registrations
Other Businesses

(1) Name of Business: AMNE Real Estate LLC Address: 2001 Broadway, Lubbock, TX, 79401, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/12/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: AMNE Real Estate LLC will hold the real estate for Blake|Cooper Financial Strategies and will lease two other spaces. (2) Name of Business: Blake-Cooper Financial Strategies Address: 2001 Broadway, Lubbock, TX, 79401, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 04/08/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Business Entity for Raymond James Business (3) Name of Business: SGB And LMC Inc Dba Blake cooper Financial Strategies Address: 2001 Broadway, Lubbock, TX, 79401, United States Activity Type: Certified Divorce Financial Analyst Position/Title: Investment Related: Yes Start Date: 11/30/2009 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 2-10 Description of duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-23
S63 Uniform Securities Agent State Law Examination 2005-07-07
  • S65 Uniform Investment Adviser Law Examination
    2006-01-23
  • S63 Uniform Securities Agent State Law Examination
    2005-07-07
Other Names
  • Lindsay Alison Mock
  • Lindsay A Mock
  • Lindsay A Cooper

View on SEC IAPD

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