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1520 West Canal Court Suite 100, Littleton, CO 80120 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2024-07-26 |
| TX | RA | APPROVED | 2024-07-26 |
Branch Locations
1520 West Canal Court Suite 100, Littleton, CO 80120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife | Oklahoma City | OK | 03/2016 | 01/2017 |
| Philadelphia American Life Insurance | Houston | TX | 09/2016 | Present |
| Massmutual Life Insurance Company | Oklahoma City | OK | 12/2018 | 12/2022 |
| Mml Investors Services, Llc | Oklahoma City | OK | 02/2019 | 10/2019 |
| Msi Financial Services, Inc. | Dallas | TX | 01/2017 | 02/2017 |
| Tucker Asset Management Llc | Littleton | CO | 07/2024 | Present |
1.) Philadelphia American Life Insurance; Not Investment-related; Houston, TX; Health Insurance; Insurance Agent; Start date: 09/2016; Approximately 60 hours/month devoted to this business activity with approximately 20 hours/month during securities trading hours; Duties: agent for health, Medicare insurance, and health ancillaries like cancer coverage, accident, etc. 2.) James B. Reynolds; Investment-related; Norman, OK ; Nature: Individual Life/Health, Group Life/Health; Sole Proprietor; Independent Insurance Agent, Sales; Start Date: 11/01/2016; Number of hours/month: 32; Number of hours/month during securities trading: 20.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-06 |
| S66 | Uniform Combined State Law Examination | 2016-04-23 |
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