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Richard Lewis Sandner

Equitable Advisors, LLC

Malta, NY

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-29
NY RA APPROVED 2021-09-23
  • TX RA
    APPROVED_RES
    Since 2025-01-29
  • NY RA
    APPROVED
    Since 2021-09-23

Branch Locations

101 State Farm Place Suite 103, Malta, NY 12020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Hanover NH 03/2016 06/2019
Utica College Utica NY 08/2016 01/2017
Axa Advisors, Llc New York NY 08/2019 06/2020
Unemployed Broadalbin NY 06/2019 08/2019
Equitable Advisors, Llc New York NY 08/2019 Present
  • 03/2016 → 06/2019
    Merrill Lynch
    Hanover, NH
  • 08/2016 → 01/2017
    Utica College
    Utica, NY
  • 08/2019 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 06/2019 → 08/2019
    Unemployed
    Broadalbin, NY
  • 08/2019 → Present
    Equitable Advisors, Llc
    New York, NY
Previous Registrations
Other Businesses

1. Volunteer Cyprus Shriners 9 Glenmont NY since 3/15/24 1 hr/month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-14
  • S66 Uniform Combined State Law Examination
    2019-03-14
Designations
Other Names
  • Richard L Sandner
  • Richard Lewis Sandner

View on SEC IAPD

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SEAN MICHAEL RICHARDSON
MITCHELL JOSEPH CALABRESE
JAMESON Timothy HOWLEY
Ryan Jeffrey Dalbey
Angela Aruanna
Luke Michael Schrader
Steven Michael Krumpholz

Other Offices

EAGLE STRATEGIES LLC · MALTA, NY
EAGLE STRATEGIES LLC · MALTA, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Malta, NY
OSAIC WEALTH, INC. · MALTA, NY
EDWARD JONES · MALTA, NY
LPL FINANCIAL LLC · MALTA, NY
PKS ADVISORY SERVICES, LLC · MALTA, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Malta, NY

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