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Zachary Paul Frazier

Wells Fargo Clearing Services, LLC

Cape Coral, FL

Naples, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-07-13
  • FL RA
    APPROVED
    Since 2018-07-13

Branch Locations

1608 Cape Coral Pkwy W, Cape Coral, FL 33914 • United States

9110 Strada Pl 3Rd Floor [F9-Rbo], Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc Centerville OH 04/2016 03/2017
J.P. Morgan Securities Llc Centerville OH 04/2017 05/2018
Jpmorgan Chase Bank Centerville OH 04/2017 05/2018
Wells Fargo Bank, Na Cape Coral FL 06/2018 Present
Wells Fargo Clearing Services, Llc Cape Coral FL 06/2018 Present
  • 04/2016 → 03/2017
    Axa Advisors, Llc
    Centerville, OH
  • 04/2017 → 05/2018
    J.P. Morgan Securities Llc
    Centerville, OH
  • 04/2017 → 05/2018
    Jpmorgan Chase Bank
    Centerville, OH
  • 06/2018 → Present
    Wells Fargo Bank, Na
    Cape Coral, FL
  • 06/2018 → Present
    Wells Fargo Clearing Services, Llc
    Cape Coral, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-25
  • S66 Uniform Combined State Law Examination
    2016-10-25
Other Names
  • Zachary Frazier
  • Zach Frazier
  • Zachary Paul Frazier

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · CAPE CORAL, FL
WELLS FARGO CLEARING SERVICES, LLC · CAPE CORAL, FL
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EDWARD JONES · CAPE CORAL, FL
CREATIVE PLANNING · Cape Coral, FL
PFS INVESTMENTS INC. · CAPE CORAL, FL
CORECAP ADVISORS · Cape Coral, FL
BLUEPRINT FINANCIAL ADVISORS · Cape Coral, FL

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