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Zachary Paul Frazier

Wells Fargo Clearing Services, LLC

Cape Coral, FL

Naples, FL

CRD 6624780

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-07-13
  • FL RA
    APPROVED
    Since 2018-07-13

Branch Locations

1608 Cape Coral Pkwy W, Cape Coral, FL 33914 • United States

9110 Strada Pl 3Rd Floor [F9-Rbo], Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc Centerville OH 04/2016 03/2017
J.P. Morgan Securities Llc Centerville OH 04/2017 05/2018
Jpmorgan Chase Bank Centerville OH 04/2017 05/2018
Wells Fargo Bank, Na Cape Coral FL 06/2018 Present
Wells Fargo Clearing Services, Llc Cape Coral FL 06/2018 Present
  • 04/2016 → 03/2017
    Axa Advisors, Llc
    Centerville, OH
  • 04/2017 → 05/2018
    J.P. Morgan Securities Llc
    Centerville, OH
  • 04/2017 → 05/2018
    Jpmorgan Chase Bank
    Centerville, OH
  • 06/2018 → Present
    Wells Fargo Bank, Na
    Cape Coral, FL
  • 06/2018 → Present
    Wells Fargo Clearing Services, Llc
    Cape Coral, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-25
  • S66 Uniform Combined State Law Examination
    2016-10-25
Other Names
  • Zachary Frazier
  • Zach Frazier
  • Zachary Paul Frazier

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
FIFTH THIRD SECURITIES, INC.
EDWARD JONES

Nearby Investors

DANIELLE MARIE GATES
NICOLE ROSE GIANNONE
SHAWN PATRICK KOLAR

Nearby Offices

LPL FINANCIAL LLC · CAPE CORAL, FL
WELLS FARGO CLEARING SERVICES, LLC · CAPE CORAL, FL
FIFTH THIRD SECURITIES, INC. · CAPE CORAL, FL

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