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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-13
OH RA APPROVED 2022-12-06
  • TX RA
    APPROVED
    Since 2022-12-13
  • OH RA
    APPROVED
    Since 2022-12-06

Branch Locations

8890 Lyra Dr, Columbus, OH 43240 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbus OH 03/2016 Present
The Bounce Club Powell OH 11/2012 Present
The Ohio State University Columbus OH 08/2013 12/2016
Bank Of America, N.A. Columbus OH 05/2023 Present
Other Businesses

The Bounce Club non-investment related business Powell, OH indoor trampoline park class instructor & party coordinator start date- 11/2012 15 hours/ month 0 hours devoted during trading hours instruct fitness classes and conduct birthday parties I*377324 For profit or not for profit: Entity For Profit Name of outside business organization: The Bounce Club Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Limited Liability Company"] Position, title, association: ["Employee"], Start date of relationship: 12/8/2011 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Instruct birthday parties, teach fitness classes I*1346287 For profit or not for profit: Entity For Profit Name of outside business organization: Bishop Watterson High School Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["School, College or University"] Position, title, association: ["Employee"], Start date of relationship: 3/1/2023 Number of hours devoted: 100 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Lacrosse Coach

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-23
  • S66 Uniform Combined State Law Examination
    2022-11-23
Other Names
  • Alexis L Ecker

View on SEC IAPD

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