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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-11-30 |
| NJ | RA | APPROVED | 2023-11-30 |
| NY | RA | APPROVED | 2022-09-28 |
Branch Locations
535 Fifth Avenue 13Th Floor, New York, NY 10017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Houston | TX | 03/2016 | 08/2019 |
| Nylife Securities, Llc | Houston | TX | 07/2016 | 08/2019 |
| Mass Mutual Nj-Nyc | Warren | NJ | 08/2019 | 03/2020 |
| Self Employed | New York | NY | 03/2020 | 07/2020 |
| Guardian Life Insurance Co Of America | New York | NY | 07/2020 | Present |
| Park Avenue Securities, Llc | New York | NY | 05/2021 | Present |
1) Insurance other than Guardian, Start date: 09/01/2025, Address: 535 5th Avenue, 13th Floor, NY, NY 10017, 2 total hours per month; 2 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-21 |
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