Francisco Javier Yanez

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 09/2017
  Legacy Financial Group
  Tulsa, OK
• 12/2016 → 05/2017
  Unemployed
  Tulsa, OK
• 08/2016 → 12/2016
  Lufthansa Technik Component Services
  Tulsa, OK
• 09/2017 → Present
  Jpmorgan Chase Bank Na
  New York, NY
• 09/2017 → Present
  Jpmorgan Securities Llc
  New York, NY

Previous Registrations

• 2017-08-17 → 2017-09-11
  The Legacy Financial Group, Inc.
  Tulsa, OK

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-09-17
• S63 Uniform Securities Agent State Law Examination
  2017-12-12

Other Names

• Francisco Yanez
• Francisco Javier Yanez Regonesi
• Francisco Yanez Regonesi