Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-10 |
| PA | RA | APPROVED | 2025-07-10 |
Branch Locations
309 East Water Street, Elmira, NY 14901 • United States
317 Main Street, Towanda, PA 18848 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Endicott College | Beverly | MA | 09/2014 | 12/2017 |
| Chipotle | Beverly | MA | 02/2017 | 06/2017 |
| Putnam Investments | Andover | MA | 06/2017 | 12/2017 |
| Law Office Of Kelly J. Gallagher | Watertown | MA | 12/2017 | 05/2018 |
| New York Life Insurance Company | Waltham | MA | 05/2018 | 03/2024 |
| Nylife Securities Llc | Waltham | MA | 08/2018 | 03/2024 |
| Eagle Strategies Llc | Waltham | MA | 11/2023 | 03/2024 |
| Cadaret, Grant & Co., Inc. | Elmira | NY | 04/2025 | 07/2025 |
| Unemployed | Watertown | MA | 04/2016 | 06/2017 |
| Unemployed | Towanda | PA | 04/2024 | 04/2025 |
| Lpl Financial Llc | Elmira | NY | 07/2025 | Present |
1. 07/10/2025- Dunn Financial Services- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 07/01/2025- 160 Hours Per Month- 132 Hours During Trading 2. 07/10/2025- The Dunn Group- Non-Variable Insurance- Not INV Related- At Reported Business Location(s)- Start date 04/01/2025- 160 Hours Per Month- 132 Hours During Trading 3. 07/10/2025- Swan & Sons-Morss Co., Inc- Non-Variable Insurance- Not INV Related- At Reported Business Location(s)- Start date 04/01/2025- 160 Hours Per Month- 132 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-22 |
Reach out to this advisor