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Catherine Cavalier Jackson

Marks Wealth Management

Ellicott City, MD

CRD 6620068

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Employer firm

Marks Wealth Management CRD 310534

$409M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Marks Wealth Management

11690 Frederick Rd, Ellicott City, MD 21042 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-04-23
TX RA APPROVED 2021-03-01
  • MD RA
    APPROVED
    Since 2024-04-23
  • TX RA
    APPROVED
    Since 2021-03-01

Branch Locations

11690 Frederick Rd, Ellicott City, MD 21042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Baltimore MD 02/2016 09/2020
Marks Wealth Management, Llc Annapolis MD 09/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-21
  • S66 Uniform Combined State Law Examination
    2017-03-21
Designations
  • Certified Financial Planner
Other Names
  • Catherine Mary Cavalier

View on SEC IAPD

Nearby Firms

FOUNDERS FINANCIAL SECURITIES LLC
LEE FINANCIAL ASSOCIATES, INC.
OSAIC WEALTH, INC.

Nearby Investors

MARK ANDREW TIMMICK
JAMES JEFFREY LEE
BRIAN WILLIAM SMOOT

Nearby Offices

FOUNDERS FINANCIAL SECURITIES LLC · ELLICOTT CITY, MD
LEE FINANCIAL ASSOCIATES, INC. · ELLICOTT CITY, MD
OSAIC WEALTH, INC. · ELLICOTT CITY, MD

More in Ellicott City, MD

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