Best Investors Account Sign in
Inactive

Catherine Cavalier Jackson

Marks Wealth Management

Ellicott City, MD

Claim This Profile
Current Employers
Marks Wealth Management

11690 Frederick Rd, Ellicott City, MD 21042 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-04-23
TX RA APPROVED 2021-03-01
  • MD RA
    APPROVED
    Since 2024-04-23
  • TX RA
    APPROVED
    Since 2021-03-01

Branch Locations

11690 Frederick Rd, Ellicott City, MD 21042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Baltimore MD 02/2016 09/2020
Marks Wealth Management, Llc Annapolis MD 09/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-21
  • S66 Uniform Combined State Law Examination
    2017-03-21
Designations
Other Names
  • Catherine Mary Cavalier

View on SEC IAPD

Other Firms

FOUNDERS FINANCIAL SECURITIES LLC
LEE FINANCIAL ASSOCIATES, INC.
OSAIC WEALTH, INC.
BLUEPRINT WEALTH MANAGEMENT INC.
KESTRA ADVISORY SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

MARK ANDREW TIMMICK
JAMES JEFFREY LEE
BRIAN WILLIAM SMOOT
JORDAN SCHMUCHER WILSON
DAVID SCOTT ASHER
RAVINDRA NATH DIXIT
WILLIAM SPRUILL
Jade NICOLE Chang

Other Offices

FOUNDERS FINANCIAL SECURITIES LLC · ELLICOTT CITY, MD
LEE FINANCIAL ASSOCIATES, INC. · ELLICOTT CITY, MD
OSAIC WEALTH, INC. · ELLICOTT CITY, MD
BLUEPRINT WEALTH MANAGEMENT INC. · ELLICOTT CITY, MD
KESTRA ADVISORY SERVICES, LLC · ELLICOTT CITY, MD
AMERIPRISE FINANCIAL SERVICES, LLC · Ellicott City, MD
TRANSAMERICA FINANCIAL ADVISORS, LLC · ELLICOTT CITY, MD
STATE FARM INVESTMENT MANAGEMENT CORP. · Ellicott City, MD

More in Ellicott City, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor