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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-12
FL RA APPROVED 2021-01-11
  • TX RA
    APPROVED
    Since 2021-02-12
  • FL RA
    APPROVED
    Since 2021-01-11

Branch Locations

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

3211 Grand Ave, Coconut Grove, FL 33133 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Coral Gables FL 09/2019 Present
Bank Of America, N.A. Coral Gables FL 09/2019 Present
Regions Bank Miami FL 07/2016 09/2019
Other Businesses

OUTSIDE BUSINESS ACTIVITY INCLUDE REALESTATE INVESTMENT PROPERTIES WHERE I AM THE ONLY OWNER. THE FIRST IS MY PRIMARY RESICENCE, WHICH IS A DUPLEX, APOXIMATLY SPEND LESS THAN 1 HOUR PER MONTH MAINTINAING THE PROPERTY OR HIREING CONTRACTOR TO CONDUCT ANY REPAIRS. I*504918For profit or not for profit: Name of outside business organization: M P Investment related: NAddress of business: miami, Florida, 33193Nature of business: Position, title, association: Sole owner, Start date of relationship: 1/1/2015Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 1Duties: rental property I*504917, Entity Type: , Name of OBA: M P, Address: miami, Florida, 33144, Investment Related: Y, Position, Title, Association: Sole owner, Employee State Date: 11/01/2019, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-07
  • S66 Uniform Combined State Law Examination
    2021-01-07

View on SEC IAPD

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