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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-30 |
| CA | RA | APPROVED | 2023-05-01 |
Branch Locations
1196 S Diamond Bar Blvd, Diamond Bar, CA 91765 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| East West Bank | El Monte | CA | 03/2012 | 03/2018 |
| Bank Of America | Arcadia | MN | 12/2018 | 11/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Diamond Bar | CA | 11/2022 | Present |
| Gap Of Employment | Glendora | CA | 03/2018 | 12/2018 |
I*1301290 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: RP, RP, RP Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 11/1/2022 Number of hours devoted: 0 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , I*1301291 For profit or not for profit: Name of outside business organization: Rental Property 2 Investment related: N Address of business: RP, RP, RP Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 8/1/2022 Number of hours devoted: 0 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-01 |
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