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440 Louisiana Street Suite 1240, Houston, TX 77002 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-06-20 |
Branch Locations
440 Louisiana Street Suite 1240, Houston, TX 77002 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kanos Capital Management, Llc | Houston | TX | 11/2015 | 06/2017 |
| Alpha Cubed Investments, Llc | Irvine | CA | 03/2017 | 06/2017 |
| Monex Asset Management, Inc. | Houston | TX | 06/2017 | Present |
| Monex Securities, Inc. | Houston | TX | 08/2018 | Present |
Finzas Atlas, Insurance Company, Paseo de Los Tamarindos, 60 Int Colonial Bosques de Las Lomas CP 05120, Mexico City, Mexico. Board Member since July 2012, 6 hours every 3 months in preparing for board meetings and participate in decisions taken by the board. Grupo Chantilly, Food and Bakery Products Company, Chicle #255 Colonia Grajas Mexico, Mexico D.F. CP 05130, Mexico. Board Member since February 2012, 6 hours every 3 months in preparing for board meetings and participate in decisions taken by the board.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-10-22 |
| S65 | Uniform Investment Adviser Law Examination | 2016-02-23 |
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