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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-16 |
| NM | RA | APPROVED | 2018-04-02 |
Branch Locations
1301 N Sycamore Ave Suite B, Roswell, NM 88201-8880 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce Fenner & Smith Inc | Roswell | NM | 03/2016 | 01/2018 |
| Bank Of America Na | Roswell | NM | 07/2016 | 01/2018 |
| Altrusa International Club Of Roswell | Roswell | NM | 01/2018 | 01/2018 |
| Roswell Rotary International | Roswell | NM | 11/2017 | 01/2018 |
| Edward Jones | St Louis | MO | 03/2018 | Present |
Roswell Rotary Club International Type of business: Civic Organization Roswell, NM Start date: 5/5/2017 Past President Hours per week: 1 Hours during trading: 1 Past President - Civic Organization
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-31 |
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