Anjali Suri

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 11/2016 → Present
  Dba Anjali Suri Compnay
  Roswell, NM
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 04/2025 → Present
  Anjali Suri Company Dba Surifinancialadvisors.COm
  Roswell, NM

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/2023; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: DBA ANJALI SURI COMPANY; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/14/2016; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; APX NUMBER OF HOURS PER WEEK: 2 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: DBA FOR FIXED INSURANCE BUSINESS. 3. NAME OF OTHER BUSINESS: ALTRUSA INTERNATIONAL OF ROSWELL, NM ; INVESTMENT RELATED: NO; ADDRESS: PO BOX 1251, ROSWELL, NM 88202; NATURE OF BUSINESS: CHARITY SERVICE ORGANIZATION; START DATE: 05/2025; POSITION/TITLE/RELATIONSHIP: DIRECTOR; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS AND VOLUNTEER AT VARIOUS LOCAL EVENTS; 4. NAME OF OTHER BUSINESS: LIGHTHOUSE FOSTER AND ADOPTION SUPPORT; INVESTMENT RELATED: NO ; ADDRESS: 1300 ALICIA LANE ROSWELL, NM 88201; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS, HELP FOSTER AND ADOPTIVE FAMILIES; 5. NAME OF OTHER BUSINESS: ANJALI SURI COMPANY DBA SURIFINANCIALADVISORS.COM, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 04/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2009-12-31

Other Names

• Anjali Bhatia