Tammy Kay Jolliff

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-09-18
NM	RA	APPROVED	2024-09-16

TX RA
APPROVED

Since 2024-09-18
NM RA
APPROVED

Since 2024-09-16

Branch Locations

400 West College Boulevard, Roswell, NM 88201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	Roswell	NM	04/2019	Present
H&R Block	Roswell	NM	12/1997	04/2019

04/2019 → Present

Edward Jones

Roswell, NM
12/1997 → 04/2019

H&R Block

Roswell, NM

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-09-12

S66 Uniform Combined State Law Examination

2024-09-12

Other Names

Tammy Kay Warner

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.

CETERA INVESTMENT ADVISERS LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MML INVESTORS SERVICES, LLC

EAGLE STRATEGIES LLC

Other Investors

James Gordon McClelland

Jesse Lea Brownfield

Tammie M De Los Santos

Sophia M Vandenbout

ADOLFO ESQUIVEZ-GOMEZ

Wesley Boyd Belding

PRISCILLA RENEE ARCHULETA

Other Offices

EDWARD JONES · ROSWELL, NM

STATE FARM INVESTMENT MANAGEMENT CORP. · Roswell, NM

CETERA INVESTMENT ADVISERS LLC · ROSWELL, NM

WELLS FARGO CLEARING SERVICES, LLC · ROSWELL, NM

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROSWELL, NM

PFG ADVISORS · Roswell, NM

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROSWELL, NM

MML INVESTORS SERVICES, LLC · ROSWELL, NM

More in Roswell, NM

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