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Sophia M Vandenbout

State Farm Investment Management Corp.

Roswell, NM

CRD 7842374

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-20
NM RA APPROVED 2024-02-21
  • TX RA
    APPROVED_RES
    Since 2025-02-20
  • NM RA
    APPROVED
    Since 2024-02-21

Branch Locations

110 W Country Club Rd Suite 1, Roswell, NM 88201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brooks Thompson Insurance Agency Roswell NM 09/2015 12/2023
State Farm Insurance Dexter NM 12/2023 07/2024
State Farm Vp Management Corp Dexter NM 12/2023 07/2024
State Farm Investment Management Corp Dexter NM 12/2023 07/2024
Sophia Vanden Bout Insurance Agency Roswell NM 07/2024 Present
State Farm Investment Management Corp Roswell NM 07/2024 Present
State Farm Vp Management Corp Roswell NM 07/2024 Present
  • 09/2015 → 12/2023
    Brooks Thompson Insurance Agency
    Roswell, NM
  • 12/2023 → 07/2024
    State Farm Insurance
    Dexter, NM
  • 12/2023 → 07/2024
    State Farm Vp Management Corp
    Dexter, NM
  • 12/2023 → 07/2024
    Dexter, NM
  • 07/2024 → Present
    Sophia Vanden Bout Insurance Agency
    Roswell, NM
  • 07/2024 → Present
    Roswell, NM
  • 07/2024 → Present
    State Farm Vp Management Corp
    Roswell, NM
Other Businesses

1) Sophia Vanden Bout's Insurance Agency; Investment-related; 110 W Country Club Rd Ste 1 Roswell, NM 88201; Other; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 7/1/2024; 80; 80; Service customers and supervise employees 2) Sophotography; non-investment-related; 105 Clubview Circle Dexter NM 88230; other; owner; owner; 02/20/2012; 1; 0; Photography for families, seniors.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-20
S63 Uniform Securities Agent State Law Examination 2023-11-27
S63 Uniform Securities Agent State Law Examination 2023-11-27
  • S65 Uniform Investment Adviser Law Examination
    2024-02-20
  • S63 Uniform Securities Agent State Law Examination
    2023-11-27
  • S63 Uniform Securities Agent State Law Examination
    2023-11-27
Other Names
  • Sophia Miranda
  • Sophia De La Rosa

View on SEC IAPD

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