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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-09-13 |
| WA | RA | APPROVED | 2018-08-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Tacoma | WA | 04/2016 | 09/2016 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 06/2016 | 08/2018 |
| Morgan Stanley | Tacoma | WA | 09/2016 | 08/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tacoma | WA | 08/2018 | Present |
| Tacoma Lawn Tennis Club | Tacoma | WA | 11/2015 | Present |
| Bank Of America, N.A. | Tacoma | WA | 10/2018 | Present |
I*116621For profit or not for profit: For-Profit OrganizationName of outside business organization: Tacoma Lawn Tennis ClubInvestment related: NAddress of business:Tacoma, Washington 98402Nature of business: Other,Member owned clubPosition, title, association: Part-Time, Start date of relationship: 11/2/2015Number of hours devoted: 16 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Tennis Instructions to people who want lessons. I*2034271, Entity Type Entity For Profit, Name of OBA: Broken Goods Co LLC Address: Las VegasNevada89117 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date:06/14/2024 No Hours: 10 weekly No Hours during trading: 0 Duties: This company is a start up. We are selling hats and clothing online.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-23 |
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