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Heather Mcphie Watanabe

Morgan Stanley

Salt Lake City, UT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-06-21
UT RA APPROVED 2017-01-13
  • TX RA
    APPROVED
    Since 2018-06-21
  • UT RA
    APPROVED
    Since 2017-01-13

Branch Locations

60 East South Temple 20Th Floor, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Flying Ace Productions Park City UT 06/2007 12/2016
Morgan Stanley Smith Barney Llc Salt Lake City UT 07/2016 Present
Morgan Stanley Private Bank, N.A. New York NY 02/2017 Present
  • 06/2007 → 12/2016
    Flying Ace Productions
    Park City, UT
  • 07/2016 → Present
    Morgan Stanley Smith Barney Llc
    Salt Lake City, UT
  • 02/2017 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Other Businesses

1.Young Presidents Organization; Irving, TX; Investment related; Manager; Skiing and Speaking Engagements; 03/2017; During business hours: .5, After business hours: 4 *304402- The United States Ski and Snowboard Association (USSA); Investment related No; Park City, Utah; Sports; Board Member, Investment Committee, Advisory Board; 09/2016; During business hours: 1; After business hours: 4; Labor/Service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-13
  • S66 Uniform Combined State Law Examination
    2017-01-13
Other Names
  • Heather Amelia Mcphie

View on SEC IAPD

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