Best Investors Account Sign in
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-17
  • NY RA
    APPROVED
    Since 2025-08-17

Branch Locations

1 Battery Park Plaza Ste 3350, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 02/2016 10/2016
Ubs Weehawken NJ 11/2016 03/2017
Stifel, Nicolaus & Company, Incorporated New York NY 09/2021 10/2024
Rick Hu New York NY 10/2024 Present
Ubs Weehawken NJ 03/2017 09/2021
Northwestern Mutual Investment Services, Llc New York NY 07/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-03
  • S66 Uniform Combined State Law Examination
    2016-05-03
Other Names
  • Matthew Kurtin
  • Matthew Vincent Storm Kurtin

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor