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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-13 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
300 West 6Th Street Suite 1900 , Austin, TX 78701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Austin | TX | 08/2016 | 09/2016 |
| Austin Financial Partners | Austin | TX | 09/2016 | 06/2017 |
| Purshe Kaplan Sterling Investments | Albany | NY | 06/2017 | 02/2018 |
| Legacy One Financial Advisors | Austin | TX | 06/2017 | 02/2018 |
| Commonwealth Financial Network | Austin | TX | 09/2016 | 06/2017 |
| Commonwealth Financial Network | Waltham | MA | 02/2018 | 07/2020 |
| Business Financial Group | San Antonio | TX | 02/2018 | 07/2020 |
| U.S. Capital Wealth Advisors, Llc | Austin, | TX | 07/2020 | 06/2026 |
| Arax Advisory Partners, Llc | Austin | TX | 06/2026 | Present |
1. Fixed insurance sales as an agent; as of 03/29/2018; Approximately 0% time spent during securities trading hours per month; Conducted at Austin branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-02 |
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