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CRD 6616842
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2020-09-01 |
Branch Locations
22981 Farmington Rd., Farmington, MI 48336 • United States
3020 E. Grand River, Howell, MI 48843 • United States
10002 Highland Rd, Hartland, MI 48353 • United States
1025 E Grand River Ave, Brighton, MI 48116 • United States
6246 Chase Rd, Dearborn, MI 48126 • United States
1050 N Telegraph Rd, Dearborn, MI 48128 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Farmington | MI | 02/2016 | Present |
| Loc Federal Credit Union | Farmington | MI | 02/2016 | Present |
1)06/14/2018 - LOC Financial Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 06/2018
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-31 |
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