Steven Mark Veydt

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-11-05
MI	RA	APPROVED	2023-12-05

Branch Locations

150 3Rd Ave S Ste 2100, Nashville, TN 37201 • United States

150 3Rd Ave S, Ste 2100 [Xj-Rbo], Nashville, TN 37201 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Ipswich Bay Advisors	Danvers	MA	02/2016	04/2019
Capital Advisory Group Advisory Services	Danvers	MA	02/2016	04/2019
United Planners Financial Services Of America	Scottsdale	AZ	03/2018	04/2019
Tristate Capital Bank	Pittsburgh	PA	04/2019	07/2022
Chartwell Tsc Securities	Pittsburgh	PA	03/2021	07/2022
Wells Fargo Clearing Services	Birmingham	MI	09/2022	Present

02/2016 → 04/2019

Ipswich Bay Advisors

Danvers, MA
02/2016 → 04/2019

Capital Advisory Group Advisory Services

Danvers, MA
03/2018 → 04/2019

United Planners Financial Services Of America

Scottsdale, AZ
04/2019 → 07/2022

Tristate Capital Bank

Pittsburgh, PA
03/2021 → 07/2022

Chartwell Tsc Securities

Pittsburgh, PA
09/2022 → Present

Wells Fargo Clearing Services

Birmingham, MI

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-12-05
S63	Uniform Securities Agent State Law Examination	2018-06-08

Other Firms