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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2019-10-28 |
| TX | RA | APPROVED_RES | 2018-11-05 |
Branch Locations
499 E Main St, Cartersville, GA 30121 • United States
106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Marietta | GA | 02/2016 | 11/2016 |
| Wells Fargo Bank Na | Marietta | GA | 04/2014 | Present |
| Wells Fargo Clearing Services, Llc | Marietta | GA | 11/2016 | Present |
AWZ WHOLESALE LLC, NOT INV RELATED, KENNESAW, GA, 100% OWNERSHIP WITH SPOUSE, START 2/1/2020, 20 HOURS PER MONTH, ZERO DURING TRADING, WHOLESALE GARMENT AND ACCESSORIES SALES ONLINE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-05 |
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