Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-11-12 |
| TX | RA | APPROVED | 2020-11-12 |
Branch Locations
6265 Greenwich Dr Suite 251, San Diego, CA 92122 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bayview Asset Management | Tucson | AZ | 05/2016 | 01/2019 |
| University Of Arizona | Tucson | AZ | 08/2013 | 12/2016 |
| First Allied Securities, Inc | San Diego | CA | 01/2019 | 07/2019 |
| First Allied Securities Inc | San Diego | CA | 07/2019 | 09/2022 |
| First Allied Advisory Services, Inc. | San Diego | CA | 03/2019 | 11/2020 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
| Cetera Advisors Llc | San Diego | CA | 09/2022 | Present |
1.WEALTH NAVIGATION ADVISORS; FINANCIAL ADVISOR; DBA; START DATE: 7/15/2019; 160 HOURS PER MONTH. 2. UNIVERSITY OF ALIFORNIA, RIVERSIDE; ADVISORY BOARD; NON-PROFIT ORGANIZATION START DATE: 9/1/2021; 12 HOURS PER MONTH. 3. RENTAL PROPERTY; OWNER; REAL ESTATE; STARTE DATE: 7/1/2018; 4 HOURS PER MONTH. 4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 03/2024; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 5. NAME OF OTHER BUSINESS: UTC TAX PROS; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX PREPARATION; START DATE: 03/2024; POSITION/TITLE/RELATIONSHIP: TAX PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; BRIEF DESCRIPTION OF DUTIES: COLLECT AND REVIEW CLIENT INFORMATION FOR TAX PREPARATION; 6. NAME OF OTHER BUSINESS: BENEFICIARY FOR FAMILY FRIEND; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BENEFICIARY FOR FAMILY FRIEND; START DATE: 3/2026; POSITION/TITLE/RELATIONSHIP: BENEFICIARY FOR FAMILY FRIEND; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: BENEFICIARY FOR FAMILY FRIEND;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-28 |
Reach out to this advisor