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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-11-12
TX RA APPROVED 2020-11-12
  • CA RA
    APPROVED
    Since 2020-11-12
  • TX RA
    APPROVED
    Since 2020-11-12

Branch Locations

6265 Greenwich Dr Suite 251, San Diego, CA 92122 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bayview Asset Management Tucson AZ 05/2016 01/2019
University Of Arizona Tucson AZ 08/2013 12/2016
First Allied Securities, Inc San Diego CA 01/2019 07/2019
First Allied Securities Inc San Diego CA 07/2019 09/2022
First Allied Advisory Services, Inc. San Diego CA 03/2019 11/2020
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
Cetera Advisors Llc San Diego CA 09/2022 Present
  • 05/2016 → 01/2019
    Bayview Asset Management
    Tucson, AZ
  • 08/2013 → 12/2016
    University Of Arizona
    Tucson, AZ
  • 01/2019 → 07/2019
    First Allied Securities, Inc
    San Diego, CA
  • 07/2019 → 09/2022
    First Allied Securities Inc
    San Diego, CA
  • 03/2019 → 11/2020
    First Allied Advisory Services, Inc.
    San Diego, CA
  • 11/2020 → Present
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    San Diego, CA
Previous Registrations
  • 2019-03-13 → 2020-11-12
    First Allied Advisory Services, Inc.
    San Diego, CA
Other Businesses

1.WEALTH NAVIGATION ADVISORS; FINANCIAL ADVISOR; DBA; START DATE: 7/15/2019; 160 HOURS PER MONTH. 2. UNIVERSITY OF ALIFORNIA, RIVERSIDE; ADVISORY BOARD; NON-PROFIT ORGANIZATION START DATE: 9/1/2021; 12 HOURS PER MONTH. 3. RENTAL PROPERTY; OWNER; REAL ESTATE; STARTE DATE: 7/1/2018; 4 HOURS PER MONTH. 4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 03/2024; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 5. NAME OF OTHER BUSINESS: UTC TAX PROS; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX PREPARATION; START DATE: 03/2024; POSITION/TITLE/RELATIONSHIP: TAX PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; BRIEF DESCRIPTION OF DUTIES: COLLECT AND REVIEW CLIENT INFORMATION FOR TAX PREPARATION; 6. NAME OF OTHER BUSINESS: BENEFICIARY FOR FAMILY FRIEND; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BENEFICIARY FOR FAMILY FRIEND; START DATE: 3/2026; POSITION/TITLE/RELATIONSHIP: BENEFICIARY FOR FAMILY FRIEND; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: BENEFICIARY FOR FAMILY FRIEND;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-28
  • S66 Uniform Combined State Law Examination
    2019-02-28

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