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Anthony Carucci

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-30
NY RA APPROVED 2024-07-12
  • TX RA
    APPROVED_RES
    Since 2026-07-30
  • NY RA
    APPROVED
    Since 2024-07-12

Branch Locations

2219 Broadway, New York, NY 10024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Brooklyn NY 03/2017 12/2019
Mml Investors Services, Llc Brooklyn NY 01/2018 11/2018
Unemployed Brooklyn NY 09/2016 02/2017
Mml Investors Services, Llc Brooklyn NY 07/2019 12/2019
Jpmorgan Chase Bank, N.A. Brooklyn NY 12/2019 07/2024
J.P. Morgan Securities Llc Brooklyn NY 12/2019 07/2024
Jp Morgan Chase Bank, N.A. New York NY 08/2024 Present
J.P. Morgan Securities Llc New York NY 08/2024 Present
  • 03/2017 → 12/2019
    Mass Mutual Life Insurance Company
    Brooklyn, NY
  • 01/2018 → 11/2018
    Mml Investors Services, Llc
    Brooklyn, NY
  • 09/2016 → 02/2017
    Unemployed
    Brooklyn, NY
  • 07/2019 → 12/2019
    Mml Investors Services, Llc
    Brooklyn, NY
  • 12/2019 → 07/2024
    Jpmorgan Chase Bank, N.A.
    Brooklyn, NY
  • 12/2019 → 07/2024
    J.P. Morgan Securities Llc
    Brooklyn, NY
  • 08/2024 → Present
    Jp Morgan Chase Bank, N.A.
    New York, NY
  • 08/2024 → Present
    J.P. Morgan Securities Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-06
S63 Uniform Securities Agent State Law Examination 2019-12-05
  • S66 Uniform Combined State Law Examination
    2024-04-06
  • S63 Uniform Securities Agent State Law Examination
    2019-12-05
Other Names
  • Anthony James Carucci

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
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