Andrew James Brock

Current Employers

Employment History

• 02/2019 → Present
  Jpmorgan Chase Bank, N.A.
  Austin, TX
• 02/2019 → Present
  J.P. Morgan Securities Llc
  Austin, TX
• 03/2012 → 01/2019
  Jp Morgan Chase Na
  London
• 12/2024 → Present
  Five Rands Llc
  Austin, TX

Previous Registrations

• 2009-10-19 → 2011-11-30
  Alliancebernstein L.P.
  Boston, MA

Other Businesses

Entity Name: Five Rands LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 12/30/2024 Approximate # of hours a Week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is an LLC created by my wife and I to own our second home in FL. Entity Name: Boys & Girls Club of Austin Investment related: No Address: 6648 Ed Bluestein Blvd, Austin, TX 78723 https://www.bgcaustin.org/ Nature of the other business: Community Services Position/Title/Relationship: Employee/Contractor Start Date: 10/01/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The B&G Club of Austin serves underprivileged youth in the Austin Area. The Austin MLT is planning a contribution to support financial literacy education. JPM PB is currently the investment manager for their foundation assets. I will recuse myself of any investment responsibilities per our policy.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-08-21
• S63 Uniform Securities Agent State Law Examination
  2019-05-30
• S66 Uniform Combined State Law Examination
  2009-09-30