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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-29 |
| TX | RA | APPROVED | 2025-07-29 |
Branch Locations
55 East 52Nd Street 12Th Floor, New York, NY 10055 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 07/2015 | 07/2025 |
| Bank Of America, N.A. | New York | NY | 09/2015 | 07/2025 |
| Morgan Stanley Smith Barney Llc | New York | NY | 07/2025 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 09/2025 | Present |
*654640- Rental Property; Investment related: Yes; New York, New York; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2015; During business hours: 0; After business hours: 1; Landlord (3) CT RENTAL PROPERTY BIRCHWOOD LANE / NOT INVESTMENT RELATED / 1 BIRCHWOOD LANE, DANBURY, CT 06811 / LANDLORD / OWNER / START 15-JANUARY-2020 / 1 HOUR DEVOTED PER MONTH / 0 DURING TRADING / INVESTMENT RENTAL PROPERTY LEASED TO TENANTS FOR CURRENT 1 YEAR TERM. *654648 - Rental Property; Investment related: Yes; Danbury, Connecticut; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2020; During business hours: 0; After business hours: 1; Landlord
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-22 |
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