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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-06-01 |
| TX | RA | APPROVED | 2022-05-14 |
| NY | RA | APPROVED | 2021-10-26 |
Branch Locations
1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States
Greenwich, CT • United States
600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 03/2015 | Present |
NAME OF OTHER BUSINESS: Chestnut Hill 2003 LLC/ INVESTMENT RELATED?: Y / ADDRESS: 6 Dingletown Rd, Greenwich, Connecticut/ NATURE OF THE BUSINESS: Rental of house on to be bought in Stamford, CT/ POSITION: Proprietor/ Owner / DUTIES: Rent the house, file taxes/ START DATE: 3/31/2023 / HOURS DEVOTED TO BUSINESS: NA DLA Stillwater LLC , Connecticut United States , LLC Real Estate , "Rental of houses to be bought in Stamford, CT 1049 Stillwater Rd, Stamford, CT 06902", Proprietor / owner , Rent the house, file taxes , Start date 3/31/2023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-11 |
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