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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-30
MN RA APPROVED 2016-06-28
  • TX RA
    APPROVED_RES
    Since 2024-09-30
  • MN RA
    APPROVED
    Since 2016-06-28

Branch Locations

11 E Superior Street, Duluth, MN 55802 • United States

2711 W Superior Street, Duluth, MN 55806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Duluth MN 05/2016 Present
Thrivent Financial Appleton WI 05/2016 09/2016
Thrivent Financial Appleton WI 09/2016 Present
  • 05/2016 → Present
    Duluth, MN
  • 05/2016 → 09/2016
    Thrivent Financial
    Appleton, WI
  • 09/2016 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

DOUGHERTY FUNERAL HOME POSITION: Funeral Soloist NATURE: Provide occasional cantoring for funerals on an as needed basis INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2009 ADDRESS: 600 E Second Street, Duluth MN 55805 DESCRIPTION: Sing at funerals ST. BENEDICT'S CHURCH POSITION: stewardship council NATURE: St. Benedict Catholic Parish is a catholic church serving the diocese of Duluth, MN with a registered member base of around 500 families. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/03/2024 ADDRESS: 1419 St. Benedict Street, Duluth MN 55811, United States DESCRIPTION: Will be assisting pastor and deacons on a council that helps with preparing an annual budget, reviewing financial reports and monthly giving reports for the church, evaluating status and condition of parish property, and discussing long-term planning for the parish life.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-25
  • S66 Uniform Combined State Law Examination
    2016-06-25

View on SEC IAPD

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