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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-13 |
| MD | RA | APPROVED | 2016-06-29 |
Branch Locations
6021 University Blvd Ste 255, Ellicott City, MD 21043-8500 • United States
Towson, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Columbia | MD | 02/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Columbia | MD | 03/2020 | Present |
Business Ownership; CAWM Services LLC; Owner; Manage Ameriprise Business; 6021 University Boulevard, Suite 255, Ellicott City, MD, 21043; Investment-Related; 01/01/2025; 60 hours per month; 60 during trading hours. Outside Employment; CAWM Services, LLC; Owner; Manage advisory business; 6021 University Boulevard, Suite 255, Ellicott City, MD, 21043; Investment-Related; 01/01/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-18 |
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