Chad Hardin

Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 09/2019
  The Vanguard Group, Inc.
  Charlotte, NC
• 07/2012 → 03/2017
  Vector Marketing/Cutco
  Charlotte, NC
• 10/2019 → 11/2021
  Fisher Investments
  Plano, TX
• 09/2022 → 02/2023
  Securian Financial Services
  Saint Paul, MN
• 09/2022 → 02/2023
  Minnesota Life Insurance Company
  Saint Paul, MN
• 09/2022 → 02/2023
  Virginia Asset Management
  Midlothian, VA
• 11/2021 → 09/2022
  Unemployed
  Grimesland, NC
• 03/2023 → Present
  Capfinancial Securities Llc
  Raleigh, NC
• 03/2023 → Present
  Capfinancial Partners Llc (Captrust)
  Raleigh, NC

Previous Registrations

• 2022-10-11 → 2023-02-13
  Securian Financial Services, Inc.
  Midlothian, VA
• 2019-10-15 → 2021-11-22
  Fisher Investments
  Grimesland, NC
  Plano, TX
  Plano, TX
  Plano, TX
• 2018-08-24 → 2019-09-27
  Vanguard Advisers, Inc.
  Charlotte, NC

Other Businesses

Merrimon-Wynne House, Investment-Related: No; 500 N Blount St, Raleigh, NC; Wedding Venue; Bartback; Start:10/145/2022; Hours/Month:15 ; Hours during Market Hours:0 ; Duties: Stocking venue

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-10-03
• S65 Uniform Investment Adviser Law Examination
  2018-08-21

Other Names

• Chad Hardin
• Chad Lee Hardin